Results for rel:financialregistrations.com
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riacomplianceblog.com
RIA Compliance Blog :: Published by RIA Compliance Lawyers :: Registered Investment Adviso
Published by Parker MacIntyre
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financialregistrations.com
Financial Registrations provides securities registration and compliance regulation consulting services to broker/dealers and investment advisers.
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stockbrokercounsel.com
The Beck Law Firm, LLC Blog
News, updates and thoughts regarding broker-dealer and investment adviser regulation and legal and compliance issues in the U.S. by securities regulation attorney Joel Beck of The Beck Law Firm, LLC in Snellville (Atlanta) Georgia.
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u4review.com
The Beck Law Firm, LLC Blog: Broker-Dealer/RIA Form U-4 Issues
News, updates and thoughts regarding broker-dealer and investment adviser regulation and legal and compliance issues in the U.S. by securities regulation attorney Joel Beck of The Beck Law Firm, LLC in Snellville (Atlanta) Georgia.
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athertonadvisory.com
Atherton Advisory - Tourism Law consultants on tourism policy, law, regulation, planning,
Atherton Advisory is an international Tourism Law consultancy that provides advice to Industry, Government and International agencies on tourism policy, law, regulation, compliance, security, risk management, investment and development
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semakconsulting.com
David P. Semak Securities Consulting & Litigation Support
David P. Semak specializes in securities consulting, litigation support, arbitration, expert witness, investment fraud, trading analysis, supervision, stock broker violations, market regulation, surveillance, compliance, equities and options trading, and
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tourismlawyer.com
Atherton Advisory - Tourism Law consultants on tourism policy, law, regulation, planning,
Atherton Advisory is an international Tourism Law consultancy that provides advice to Industry, Government and International agencies on tourism policy, law, regulation, compliance, security, risk management, investment and development
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viskovicllc.com
Viskovic LLC
Wide variety of general corporate, securities, tax, commercial and real estate law matters. Representation of private investment funds and advisers in connection with formation and compliance, securities regulation, business combinations and related comme
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newgatecompliance.com
Newgate Compliance -
Newgate Compliance
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regfg.com
The Regulatory Fundamentals Group - RFG
RFG helps investors and advise proactively address the increasingly complex regulatory and legal requirements they face when engaging in investment activities.
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airtightcompliance.com
Airtight Compliance | Compliance solutions for the financial industry.
The Airtight Solution helps financial firms easily and inexpensively conduct regulatory compliance.
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eigersearch.com
EigerSearch
Formed in 2007, EigerSearch Limited is a London based financial services Executive Search firm. Our specialist focus is Compliance.
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gaimopsdublin.com
GAIM Ops Ireland
Europe’s Preeminent Hedge Fund Event for C-Level Operations, Risk, Compliance and Due Diligence Executives.
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gaimopsinternational.com
GAIM Ops Ireland
Europe’s Preeminent Hedge Fund Event for C-Level Operations, Risk, Compliance and Due Diligence Executives.
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gaimopsireland.com
GAIM Ops Ireland
Europe’s Preeminent Hedge Fund Event for C-Level Operations, Risk, Compliance and Due Diligence Executives.
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internationalcommercialattorney.com
Martin T. Lutz: Practicing International Law in Central Texas
Martin T. Lutz practices international law for foreign clients and clients in Austin, Dallas, Houston, and across the United States.
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mgmccaig.com
M G McCaig Ltd
Highly accomplished independent director, business advisor and management consultant: Malcolm McCaig
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omdpartners.com
www.omdpartners.com
OMD Partners is a programme and project management consultancy, specialising in Financial Markets.
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roywadams.com
Roy W. Adams, Investment Company Attorney
Mutual fund law blog that timely reports events of interest to the investment management industry, focusing generally on mutual funds and their advisers and
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dmaconsultinggroup.net
David E. McClean & Associates // DMA
The DMA Consulting Group has served the financial services community for over a decade, assisting firms from all over the world to establish U.S. operations.
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clearpt.co.uk
Clearpoint
Clearpoint provides your management with the fire-power of a general counsel and finance director and delivers and supports your middle office with services to drive your business.
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360-compliance.com
360 consulting is a 2008 established Cyprus firm consulting investment firm
360 consulting is a 2008 established Cyprus firm consulting investment firms on global regulation & operations; mostly forex (fx brokerage) firms
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capitaltrends.com
capitaltrends.com
Capitaltrends.com - trends, insight, events and opinion for wealth management, investment management and financial services industry
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confluence.com
Investment Data Management Automation | Confluence
Confluence delivers automated solutions for critical fund administration and reporting processes such as regulatory reporting, financial statement preparation and expense processing and supports a wide array of global investment types.
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crowdfundinginvestment.com
CrowdFunding Investment Advocacy Group
We are an Advocacy Group that is Raising Awareness for Everything Related CrowdFunding Real Estate. We focus on News, Compliance, Regulation, and Platforms.
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dataagent.com
Investment Data Management Automation | Confluence
Confluence delivers automated solutions for critical fund administration and reporting processes such as regulatory reporting, financial statement preparation and expense processing and supports a wide array of global investment types.
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faiconsultants.com
Regulation & Licensing for Financial Services
Our knowledge spans from the EU (MiFID) to Offshore and Global Jurisdictions. The aim is not only to help set up or sustain, but enhance your business practice
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finreg.com
Financial services: PwC
PwC's Financial services practice provides guidance in such as hedge funds, private equity, real estate investment management, private banking, structured finance, IFRS, Solvency II, Takaful and Islamic finance, financial services M&A, and compliance and
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hedgefundrules.com
Hedge Fund Information Center
Hedge fund rules, regulation and compliance, from the market leaders in securities law information, SECLaw.com
