Market FINOP and compliance services to new and existing NASD broker-dealers. Series 27 licensed FINOP and CPA to assist firms with financial reporting, Focus reports, accounting and other regulatory matters.
Finop services are our core offering and our staff is comprised of Series 27 and 28 licensed professionals with years of financial industry experience to file your FOCUS Reports.
FinOp and Broker Dealer Compliance Consultation Services including FINRA support, Net Capital Computation, Schedule I filing, and Review of Trading activity Breaks and Errors.
DFK Financial Services, Inc. was created to provide low cost Finop services to small broker dealers who do not have the resources nor the need to hire a full time Financial & Operations Principal.
Finop Solution is an independent professional firm offering regulatory compliance solutions exclusively for introducing Broker-Dealers. My name is Diane Goodin. I am a Texas CPA and FINRA Series 27 Financial & Operations Principal (FINOP) with years o
DFK Financial Services, Inc. was created to provide low cost Finop services to small broker dealers who do not have the resources nor the need to hire a full time Financial & Operations Principal.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
CFO Financial Partners can hit the ground running as your company's CFO or controller. Whether it's in the short term or foreseeable future, CFO Financial Partners will get it done.
BROKER DEALER OUTSOURCE SOLUTIONS INCLUDING FINOP, CCO, ROP OUTSOURCING, AUDITS, NEW AND CONTINUING MEMBERSHIP APPLICATIONS AND ANYTHING ELSE FOR LOWER COSTS.